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Floor broker
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#	Item
91	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Increase the Maximum Order Size Accepted by Floor Broker Systems from 25,000,000 Shares to 99,000,000 Shares Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-03 16:19:23 Financial system Finance United States Securities and Exchange Commission United States securities law 73rd United States Congress Securities Exchange Act Floor broker Short New York Stock Exchange Financial markets Financial economics Financial regulation
92	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-28 16:01:08 Finance Philadelphia Stock Exchange Floor broker Short NASDAQ Securities Exchange Act Order Financial markets Financial economics Investment
93	PCX: Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 thereto by the Pacific Exchange, Inc. Relating to Facilitation Crosses Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-10-04 12:00:16 Financial system Floor broker Order Best execution Broker-dealer Market maker Financial markets Financial economics Investment
94	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-11-13 10:55:44 Financial system Chicago Board Options Exchange Stock market United States Securities and Exchange Commission Order Floor broker Broker-dealer Securities Exchange Act Financial economics Financial markets Investment
95	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]April 2, 2004 Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change Relating Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-08 07:15:32 Floor broker Securities Exchange Act Financial economics Economy of the United States Financial system Financial markets United States securities law Philadelphia Stock Exchange
96	Notice of Filing of a Proposed Rule Change Relating to the SizeQuote Mechanism; Rel. No[removed], File No. SR-CBOE[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-08 12:17:16 Stock market Finance Chicago Board Options Exchange Order Best execution Futures contract Option National best bid and offer Floor broker Financial economics Financial markets Investment
97	Pacific Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 3, 4, and 5 Thereto Regarding Faci Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-10-04 11:39:56 Investment Stock market United States Securities and Exchange Commission Floor broker Financial regulation Order Broker-dealer Securities Exchange Act Best execution Financial economics Financial markets Financial system
98	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Designated Primary Market Makers During the Implementation of the PAR Official Program; Rel. No[removed], File No. SR-CBOE- Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-06 18:26:43 Financial markets Investment 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Chicago Board Options Exchange Floor broker Order U.S. Securities and Exchange Commission Financial economics Stock market United States securities law
99	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-21 13:44:16 Finance Philadelphia Stock Exchange Floor broker Open outcry Option Market maker Financial markets Financial economics Investment
100	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Amex[removed]August 12, 2004 Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-08-12 16:40:54 Finance Stock market United States Securities and Exchange Commission Order Securities Exchange Act Short Futures contract Floor broker Options Price Reporting Authority Financial markets Financial economics Investment

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